Home/Regulatory Disclosures

Regulatory Disclosures

Disclosures

FinAtoZ Disclosures

Disclaimer & Disclosure

"Investment in securities market are subject to market risks. Read all the related documents carefully before investing."

"Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors"

Investment advice is subject to market risks, and past performance is not indicative of future results. Clients should clearly understand that investments may result in loss of capital. The nature of services offered is investment advisory only, and the Investment Adviser does not execute trades, unless permitted under applicable regulations. There are risks associated with various asset classes, including equity, derivatives, debt instruments, and mutual funds, such as market volatility and liquidity risks. The fee structure is either fixed or AUA-based, strictly within SEBI-prescribed limits, and, wherever applicable, it is disclosed that no commission or referral fees are received. Any actual or potential conflicts of interest, including those relating to group entities, associates, or related parties, are duly disclosed. Where applicable, it is explicitly stated that no disciplinary or regulatory action has been initiated against the Investment Adviser. Details of the grievance redressal mechanism are provided, including the contact details of the Grievance Officer, the internal grievance resolution process, and the procedure for filing complaints through the SEBI SCORES portal. All communications are for information and educational purposes only and do not provide any assurance or guarantee of returns. The Investment Adviser is not responsible for the accuracy, completeness, or reliability of any third-party data, links, or tools used or referenced. Website content does not constitute an offer or solicitation, and services are offered only in jurisdictions where they are legally permitted.


Upfront CommissionAnnual Trail Commission
Debt Mutual Fund0%0.05% - 0.75%
Equity and Hybrid Mutual Fund0%0.5% - 1.5%
Portfolio Management Services0%0.5% - 1.5%
Peer to Peer Lending 0% 0.5% - 1.5%
Alternate Investment Funds 0% - 1.5% 0.5% - 1.5%
Real Estate based Financial Products 0% - 1.5% 0.5% - 1.5%



Detail Disclosure of the Commission Structure

We may receive some consideration by way of remuneration or compensation or in any other form whatsoever, by us or any of our associates or subsidiaries for any distribution or execution services in respect of the products or securities for which the investment advice is provided to the client. (see the above table for details.)

We do not recommend a stock broker. If any stock broker is recommended by any of our representative, we do not receive any consideration by way of remuneration or compensation or in any other form whatsoever from stock broker or any other intermediary so recommended to client.

Investments are subject to market risk, though best attempts are made for predicting markets, but no surety of return or accuracy of any kind is guaranteed, while the performance sheet of various products is available but should not be considered as a guarantee for future performance of the products/services. Clients are advised to consider all the recommendations as just an opinion and make investment decision on their own. In case of clients seeking advice on any specific positions already made by the client, we will be able to suggest best possible action considering our view on the security or product. Such suggestion under any circumstances shall be considered as an opinion (not advice) from our company and we advise client to consider our opinion and not consultancy to make his/her final decision. We are not liable for any losses whatsoever client may incur in accepting this opinion.

Client is also advised to trade only if the advice suit his current risk appetite and risk bearing capacity, all such advices shall be considered as a view or opinion and client shall on his/her discretion decide actual execution.

No litigations have been filed against the company since the incorporation of the company.

All the advices which are suggested by our company are communicated in written, no verbal communication from any of the executives or otherwise under any circumstances shall be considered as advice by our company.

We do not guarantee any return.

Ready to plan your money with clarity?

Get practical, compliant advice tailored to your goals with the FinAtoZ team.

Explore Services